BNY Mellon Careers

Compliance Manager II

Sydney, Australia

Job Description

Manages specialized compliance efforts for the Company as they relate to complex analytic regulatory requirements, programs and project development. Conducts detailed analysis of existing/proposed regulation, and industry practices within specialty areas of expertise and helps business develop & implement procedures to meet these requirements.  Validates specialized control processes to ensure compliance with governing laws and rules.  Partners with business managers to respond to findings of regulators and/ or auditors.  Manage specialized teams of Compliance Analysts and Compliance Officers to support the business.  Will have contact with regulators, government officials, and senior Business managers. 


MBA, JD degree or professional certification preferred.  10 - 12 years relevant product/financial services and/or auditing or compliance experience preferred.  Expertise in particular Financial Services rules and areas of regulation.  Thorough understanding of Enterprise Compliance Risk Management and best practices.  Excellent problem solving, analytical ability, oral and written communication skills.  The ability to resolve stressful situations with internal clients and regulators in a professional manner.  Ability to effectively interact with senior/executive management and Regulators.  Strong interpersonal and influencing skills to achieve positive outcomes with constituencies over whom the incumbent has no direct authority.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

Pershing provides critical business process, financial and technology solutions for financial organizations around the globe. We operate behind the scenes to power transformational change for broker-dealers, registered investment advisors, independent financial advisers, hedge fund and '40 Act fund managers and individual investors. We strive to be innovators, developing open architecture technology and financial solutions to support our customers' growth. We advocate on behalf of our customers and help them respond to regulatory reform and drive positive outcomes for our industry and investors. From our core business as an industry-leading trade execution, clearing and custody provider, we have evolved into a global multifaceted firm that provides investment solutions, forward-thinking technology-driven efficiencies, practice management and service excellence.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: Australia-New South Wales-Sydney
Job: Compliance
Internal Jobcode: 23600
Organization: Pershing-HR06431
Requisition Number: 1714511