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Compliance Officer II (Volcker Rule/Compliance Monitoring)
Manages compliance efforts for the Company, primarily relating to the Volcker Rule, but also extending to moderately complex bank regulatory and policy requirements. Subject matter expertise in Volcker Rule, including experience in building and implementing a Volcker compliance program, trading, and knowledge of risk management are all highly desired because this position will have a key role in these areas. Will manage Volcker Rule reporting and monitoring tools relating to trading and covered fund activity and maintaining related central databases, and will support annual CEO certification and attestation programs. Also will assist other compliance personnel in the risk and compliance oversight of business partners (HR, Legal, Finance, etc.) and in managing centralized bank regulatory compliance programs. Analyzes existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements. Validates control processes to ensure compliance with laws, rules and regulations. Assists business unit managers in response to reports issued by regulatory agencies or audit.
QualificationsBA/BS, MBA or professional certification preferred. 5-7 years education and/or related experience in product/financial services and/or the auditing/compliance field preferred. Thorough knowledge of Financial Services rules and regulations. Strong problem solving, analytical ability oral and written communication skills. The ability to handle stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving. Ability to effectively deal with senior management as well as, Federal/State and other Regulators.
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.
Risk and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes the following groups: Risk Management, Compliance, Global Corporate Security, Information Risk Management and Global Business Continuity. Risk Management oversees and delivers risk services and ensures new business risks are reviewed and approved. Risk Management is organized through Chief Risk Offices for each core business and critical operation. Risk managers provide shared support to BNY Mellon for operational risk services for Global Corporate Trust, Depositary Receipts, Treasury Services and Global Operations in EMEA. Compliance helps ensure BNY Mellon's businesses maintain appropriate processes to comply with applicable laws, regulations, BNY Mellon policies and ethics. This is accomplished through business- and business partner-specific teams of professionals, under centralized global management.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.
Primary Location: United States-Pennsylvania-Pittsburgh
Internal Jobcode: 23640
Organization: Compliance & Ethics-HR06015
Requisition Number: 1715673