BNY Mellon Careers

Senior Regulatory SOX Specialist

Manchester, United Kingdom

Job Description

The Senior Regulatory SOX Specialist is a member of the Data Quality team that is responsible for the development of process documentation for regulatory reports and the coordination of the assessment of internal controls over regulatory reporting. S/he is a key resource who coordinates the SOX assessment program for regulatory reporting, as well as provides thorough and reliable identification of documentation used by regulatory reporting and data providers. S/he will also participate in reporting the effectiveness of regulatory processes and controls to senior management and end-to-end Global Process Owners and their teams. The Senior Regulatory SOX Specialist is accountable for assessing complex business processes, identifying control deficiencies and recommendations, and the preparing of workpapers/documentation to support control assessments. S/he will also track the status of deficiencies and their remediation by process owners and; report findings to leadership and management. The Senior Regulatory SOX Specialist also participates in regulatory-based projects as an internal controls subject matter expert. As a subject matter expert, S/he provides guidance on the integration of internal controls into finance processes and systems.



Bachelors Degree preferably in Accounting or Finance or equivalent work experience; Degree and recognized accounting qualifications in the UK. MBA or local country equivalent. Finance/Accounting or other relevant degree in the UK preferred. Prior experience  gained within auditing/accounting. External reporting and internal/external audit experience preferred. Experience in a global financial services organization preferred. Strong written and oral communications skills in English.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

Finance helps our internal clients outperform over time. At BNY Mellon, Finance serves our internal clients by providing world-class accounting operations and control and decision support while instituting world-class change management. Global Procurement is responsible for establishing the programs to acquire products and services for BNY Mellon by employing deep category knowledge and commodity expertise, coupled with an understanding of the needs of our businesses and business partner groups. The Corporate Treasury group is responsible for managing the investment portfolios and the liquidity and capital positions of the various subsidiary banks and of BNY Mellon.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: United Kingdom-Greater Manchester-Manchester
Job: Finance/Accounting
Internal Jobcode: 50173
Organization: Finance-HR06599
Requisition Number: 1716879