BNY Mellon Careers

Compliance Analyst III (AML Surveillance)

Pittsburgh, Pennsylvania

Job Description

Responsible for transactional surveillance related to BNYM Institutional and Private Wealth clientele.  The incumbent will retrieve transactional and client data from various BNYM platforms and applications.  

Supports management in the day-to-day efforts related to compliance with laws, rules, regulations and related policies. The incumbent performs research, analyzes relevant compliance-related information and makes recommendations on necessary procedural/control changes on more complex compliance matters. Responsibilities may include verifying practices against policies, preparing management reports, counseling business personnel on compliance with policies and providing advice to entry-level employees.


BA/BS preferred. 2+ years of experience. This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing. Strong oral and written communication skills and the ability to implement compliance policies and procedures.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

Risk and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes the following groups: Risk Management, Compliance, Global Corporate Security, Information Risk Management and Global Business Continuity. Risk Management oversees and delivers risk services and ensures new business risks are reviewed and approved. Risk Management is organized through Chief Risk Offices for each core business and critical operation. Risk managers provide shared support to BNY Mellon for operational risk services for Global Corporate Trust, Depositary Receipts, Treasury Services and Global Operations in EMEA. Compliance helps ensure BNY Mellon's businesses maintain appropriate processes to comply with applicable laws, regulations, BNY Mellon policies and ethics. This is accomplished through business- and business partner-specific teams of professionals, under centralized global management.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-Pennsylvania-Pittsburgh
Internal Jobcode: 23670
Job: Compliance
Organization: Compliance & Ethics-HR06015
Requisition Number: 1800662