BNY Mellon Careers

VP - Specialist, Trading-DBS

New York, New York

Job Description

Trading - Provides assistance to the trading desk with client order execution. Liaises with support  for allocation, settlement issues on the life cycle of the order. Facilitates orders for internal departments. May execute smaller or less complex  orders on an agency basis in US Equities, Foreign Equities, Options, and Mutual Funds for Broker Dealer, Registered Investment Advisors, and Investment Manager clients. Functions independently with delegated responsibilities from more senior traders. Executes all correspondence requisites with a good understanding of the underlying business and specific client needs. Tracks trades and corrects trade problems. Ensures all items are cleared up on a routine basis. Conducts problem analysis and identifies opportunities for process improvement. Provides product knowledge and technical assistance as necessary, and works with third party vendors to assist with client onboarding, project management, and system testing. Handles client inquires and run reports as necessary. No direct reports.


Bachelor’s degree or the equivalent combination of education and experience is required. 3-5 years of total work experience preferred. Experience in trading or brokerage preferred. Applicable local/regional licenses or certifications as required by the business. Series 7, 63, 55 preferred.  Proficiency with Microsoft Office, Excel, PowerPoint required.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

Pershing provides critical business process, financial and technology solutions for financial organizations around the globe. We operate behind the scenes to power transformational change for broker-dealers, registered investment advisors, independent financial advisers, hedge fund and '40 Act fund managers and individual investors. We strive to be innovators, developing open architecture technology and financial solutions to support our customers' growth. We advocate on behalf of our customers and help them respond to regulatory reform and drive positive outcomes for our industry and investors. From our core business as an industry-leading trade execution, clearing and custody provider, we have evolved into a global multifaceted firm that provides investment solutions, forward-thinking technology-driven efficiencies, practice management and service excellence.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-New York-New York
Internal Jobcode: 70632
Job: Trading
Organization: Pershing-HR06431
Requisition Number: 1802261