BNY Mellon Careers

Compliance Analyst IV

Pune, India
Asset Management

Job Description

Supports management in the day-to-day efforts related to compliance with laws, rules, regulations and related policies. The incumbent performs research, analyzes relevant compliance-related information and makes recommendations on necessary procedural/control changes on more complex compliance matters. Additionally, is responsible for understanding trends in the industry and making policy recommendations. Responsibilities may include verifying practices against policies, preparing of management reports and counseling business personnel on compliance with policies. 


BA/BS preferred. 3+ years experience. This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing. Must have the ability to supervise small teams and projects and develop solutions for compliance issues. Requires strong oral and written communication skills, problem solving and project management abilities, and the ability to implement compliance policies and procedures.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

As one of the world's leading investment management organizations and one of the top U.S. wealth managers, BNY Mellon Investment Management combines agility, insight and scale to create and deliver strategies and solutions to address our clients' needs. Encompassing BNY Mellon's investment management firms, wealth management organization and global distribution teams, we draw on deep expertise to collaborate with clients and tailor our best ideas and resources to meet their specific needs. We pride ourselves on providing dedicated service through our network of global professionals who have a deep understanding of local requirements. With our extensive experience in anticipating and responding to the investment and financial needs of the world's governments, pension plan sponsors, corporations, foundations, endowments, advisors, intermediaries, individuals and families, and family offices, BNY Mellon Investment Management is dedicated to helping clients reach their goals.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: India-Maharashtra-Pune
Job: Asset Management
Internal Jobcode: 23660
Organization: NA Investment Boutiques-HR13428
Requisition Number: 1803152