BNY Mellon Careers

Lead Analyst, AML/Prevention/KYC - Transfer Agency

Dublin, Ireland
Asset Servicing

Job Description

Team Description:   Working within the BNY Mellon Fund Services (Ireland) Designated Activity Company Transfer Agency team you will be working as part of a fast paced team acting as the first line of defence for the business within a pre vetting model.   The AML team is responsible for a number of key tasks to ensure alignment with Global and local policies while ensuring adherence to the current legislation.   Responsibilities:
  • Conducts a thorough quality review of basic client reports to ensure all information in the policy is accurately reflected in the profile.
  • Reviews complex client reports to ensure all information in the policy is accurately reflected in the profile.
  • Reviews profiles that have been flagged for escalation during the profile renewal process.
  • Amends client profiles when appropriate.
  • Maintains a current understanding of global issues, risks and events that could affect a clients risk level. Identifies and updates profiles when appropriate.
  • Communicates with internal stakeholders and external clients in order to resolve any issues, as needed.
  • May provide guidance to less experienced staff. Contributes to the achievement of team goals.
  In addition to the above, we are responsible for but not limited to the following tasks;
  • On - boarding of investors ensuring that application forms are completed in full
  • Ensuring that the required Anti Money Laundering Documentation is received for all new investors
  • Completion of AML reviews on a trigger based approach or periodic review
  • Reviewing of documentation and independent research as a result of Politically Exposed Persons or Sanctions matches in line with the applicable laws and policies
  • Working on various projects while ensuring that daily deadlines are met
  • Liaising with both internal and external parties on a daily basis
  • Completion of required MLRO and client reporting
  • Providing accurate and timely MIS information
  • Ensuring agreed SLA’s are met
  • Deliver work within a tight, deadline driven environment
  • Review the AML documentation for the take-on of new clients, this will involve working with both the client and various internal departments
  • Participation in client onsite visits
  • Participation in MLRO onsite visits
  • Acting as a point of escalation for more junior members of staff


What we are looking for:
  • Bachelor’s degree or the equivalent combination of education and experience.
  •  3 – 5 years of total work experience preferred. Experience in the financial industry preferred but not essential.
  • Knowledge of current AML requirements operating within Ireland preferred but not essential
  • Motivated team members with the ability to adapt and learn quickly.
  • Excellent teamwork, interpersonal, oral and written communication skills.
  • Applicable local/regional licenses or certifications as required by the business.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

Client Service Delivery manages investment monitoring, measurement and processing services for our clients. Our solutions include Securities Operations, Fund Administration, Transfer Agency, Outsourcing, Performance Measurement and other related services.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: Ireland-Dublin-Dublin
Job: Asset Servicing
Internal Jobcode: 70309
Organization: Transfer Agency EMEA-HR07268
Requisition Number: 1803878