BNY Mellon Careers

ExecMgr, SOX C&C

New York, New York; Pittsburgh, Pennsylvania
Finance/Accounting


Job Description

Leads all aspects of the Control & Compliance function related to SOX and control and compliance matters across a business/business partner area and/or across multiple business partner areas and/or regions. Provides leadership directly to senior control & compliance managers to drive implementation and monitoring of all SOX guidelines, policies and management processes. Manages the performance of senior control & compliance managers. Sets specialty priorities and allocates resources to align with business priorities across the organization. Develops control & compliance management concepts. Prepares and delivers performance reporting. Recognized within the business and across the industry as a leader in addressing SOX related matters and developing policy. Serves as an escalation point for severe SOX issues or roadblocks; shepherds issues through to resolution. Develops company-wide standards regarding SOX issues and management of problems. Guides senior business managers and senior control & compliance managers and partners with functional leaders. Uses long-standing relationships with global and regional leaders to effectively communicate SOX remediation matters. Provides extensive subject matter expertise and industry experience to quantify SOX risk exposures within the business and to guide senior control & compliance managers and ensure their adherence to policies, procedures and guidelines. Establishes control & compliance techniques that are aligned with business objectives. Accountable for all aspects of the of the Control & Compliance function's performance. Establishes the SOX assessment program and leads corporate risk prioritization. Leads the implementation of SOX assessment and ensures the appropriate level of compliance among senior and corporate management throughout the organization. Builds and sustains a risk-aware culture among all employees, contractors and service providers across the business environment or multiple business lines and regions supported. Manages only the most complex global priorities. Makes decisions, leads consensus building and manages a global virtual organization that balances compliance and controls global initiatives. Builds and maintains the appropriate governance to ensure the business(es) or business partner head(s) are aware of SOX compliance. Leads the Control & Compliance team. Reviews SOX compliance identified by more junior managers and approves or corrects proposed methods. Ensures changes to the SOX Act are implemented nationally. Ensures SOX compliance with government agencies. Liaises with senior legal compliance staff in relation to regulatory matters. Initiates analyses to measures SOX compliance across the business area. Directly influences senior business managers into SOX compliance. Appropriately represents SOX compliance with policies and standards to executive management, internal and external auditors and senior regulatory officials from multiple jurisdictions and countries. Interacts regularly with executive management (including, but not limited to the BNY Mellon CFO, Chief Auditor, and CEO) and the Audit Committee of the Board of Directors. Reviews reports on team metrics results and makes team adjustments as needed to align performance with functional objectives. Coaches and guides senior managers on improving the execution of the highly complicated SOX activities and achievement of multi-faceted goals. Manages development and talent management processes for more senior managers. Coaches and counsels senior managers and manages succession planning for the function. Leads more senior managers and ensures their focus on functional and long-term objectives. Interacts regularly with executive management (including, but not limited to the BNY Mellon CFO, Chief Auditor, and CEO) and the Audit Committee of the Board of Directors. Responsible for the achievement of goals and objectives. Provides guidance to senior risk managers. Completion of tasks affects achievement of functional objectives. Modified based upon local regulations/requirements. Bachelor s degree or the equivalent combination of education and experience is required. 15+ years of total work experience with at least 5-7 years in management preferred. Experience in public accounting, SOX testing, financial services or shared services is preferred. Certified Public Accountant (CPA) or Chartered Accountant (CA) certification is preferred.

Qualifications

Bachelor s degree or the equivalent combination of education and experience is required. 15+ years of total work experience with at least 5-7 years in management preferred. Experience in public accounting, SOX testing, financial services or shared services is preferred. Certified Public Accountant (CPA) or Chartered Accountant (CA) certification is preferred.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

Finance helps our internal clients outperform over time. At BNY Mellon, Finance serves our internal clients by providing world-class accounting operations and control and decision support while instituting world-class change management. Global Procurement is responsible for establishing the programs to acquire products and services for BNY Mellon by employing deep category knowledge and commodity expertise, coupled with an understanding of the needs of our businesses and business partner groups. The Corporate Treasury group is responsible for managing the investment portfolios and the liquidity and capital positions of the various subsidiary banks and of BNY Mellon.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.


Primary Location: United States-New York-New York
Internal Jobcode: 85053
Job: Finance/Accounting
Organization: Finance-HR06599
Requisition Number: 1804037