BNY Mellon Careers

SrAnlyst, Compl&Control (Sr. Compliance Analyst, AML & KYC)

Oriskany, New York

Job Description

BNY Mellon serves as a U.S. correspondent for many non-U.S. bank clients across the world. As a correspondent bank, we process transactions on behalf of our bank clients’ customers. Our Anti-Money Laundering (AML) program includes compliance to compliance interviews as part our due diligence process for correspondent bank clients. Generally, the C2C team reviews clients’ KYC profiles and other available documents, including AML Policy, Client Risk Rating Assessment Form and Call Report and completed AML & KYC Questionnaire. In scheduling and preparing for such calls, the C2C team collaborates with clients relationship managers (RM) or client executives (CE) for client introductions, setting expectations, arranging for language translation where needed, obtaining insight into the relationship regarding services, products, operations, etc., and ultimately providing the client with the list of discussion topics from the compliance team. 
The calls are generally held with the client’s Head of AML or other representative(s) are led by a member of the BNY Mellon C2C team and are typically attended by the RM/CE. A standardized questionnaire is used to guide the conversation, addressing aspects of the client’s AML program, including Structure and staffing, Audits and regulatory examinations, Customer Due Diligence/KYC, Transaction monitoring and other topics or risks specific to the client or the region. 
After the calls are completed, the C2C team composes an internal report, containing findings from the call which is shared internally to all interested parties for further discussion and escalation of any issues if identified.
Supports management in the day-to-day efforts related to compliance with laws, rules, regulations and related policies. 
The incumbent performs research, analyzes relevant compliance-related information and makes recommendations on necessary procedural/control changes on more complex compliance matters.
Additionally, is responsible for understanding trends in the industry and making policy recommendations.
Responsibilities may include verifying practices against policies, preparing of management reports and counseling business personnel on compliance with policies.  


Bachelor s degree or the equivalent combination of education and experience is required. Business or Finance degree preferred. 0-3 years of total work experience preferred. Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

Risk and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes the following groups: Risk Management, Compliance, Global Corporate Security, Information Risk Management and Global Business Continuity. Risk Management oversees and delivers risk services and ensures new business risks are reviewed and approved. Risk Management is organized through Chief Risk Offices for each core business and critical operation. Risk managers provide shared support to BNY Mellon for operational risk services for Global Corporate Trust, Depositary Receipts, Treasury Services and Global Operations in EMEA. Compliance helps ensure BNY Mellon's businesses maintain appropriate processes to comply with applicable laws, regulations, BNY Mellon policies and ethics. This is accomplished through business- and business partner-specific teams of professionals, under centralized global management.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-New York-Oriskany
Internal Jobcode: 85349
Job: Compliance
Organization: Compliance & Ethics-HR06015
Requisition Number: 1808868