BNY Mellon Careers

Sr Private Securities Specialist

Uniondale, New York
Asset Management

Job Description

This position will support the activities of the registered representatives within BNY Mellon Investment Management who distribute hedge funds, private equity funds and advisory services through MBSC Securities Corporation.  This position will assist in the implementation of procedures and ensure compliance of the registered representatives within BNY Mellon Investment Management with their distribution activities. Candidate will also support the oversight of the Privacy program for the registered funds as well as the broker dealer.


MBA or equivalent work experience.  6-9 years direct relevant product/financial services and/or compliance experience.  6+ years’ experience in the financial services industry consistent with direct relevant product/financial services preferred. Series 7 required. Series 24 preferred or the ability to obtain.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

As one of the world's leading investment management organizations and one of the top U.S. wealth managers, BNY Mellon Investment Management combines agility, insight and scale to create and deliver strategies and solutions to address our clients' needs. Encompassing BNY Mellon's investment management firms, wealth management organization and global distribution teams, we draw on deep expertise to collaborate with clients and tailor our best ideas and resources to meet their specific needs. We pride ourselves on providing dedicated service through our network of global professionals who have a deep understanding of local requirements. With our extensive experience in anticipating and responding to the investment and financial needs of the world's governments, pension plan sponsors, corporations, foundations, endowments, advisors, intermediaries, individuals and families, and family offices, BNY Mellon Investment Management is dedicated to helping clients reach their goals.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-New York-Uniondale
Internal Jobcode: 08649
Job: Asset Management
Organization: IM Infrastructure-HR14826
Requisition Number: 1812388