BNY Mellon Careers

SrGrpMgr, BusPlanningAnalysis (Sr. Manager- Enterprise Wide Compliance)

New York, New York

Job Description

We're looking for a senior Compliance "Utility Player" to assist the Head of Enterprise-wide Compliance Administration & Monitoring with administration and special projects.  Primary duties & responsibilities include:
  • Managing special projects and initiatives within the global Compliance function.
  • Assist with oversight of Compliance areas such as Ethics, Employee Trade Monitoring, Control Room, Strategy & Systems, Monitoring & Testing, etc.
  •  Administration of things such as headcount, departmental budgeting, location strategy/space planning, etc.
  • Serve as a generalist that is able to manage a wide array of special projects/initiatives within the Compliance function.    

Business Planning and Analysis - M4 Manages multiple teams within a business unit responsible for complex initiatives. Responsible for the production and reporting of strategic analytics and conduct of special projects and initiatives that support business operations. Serves as an advisor to management, ensuring that teams under their leadership have the right information to make data-driven decisions. Gains an understanding of business unit strategies, objectives, and tactics to assist in developing a comprehensive approach to the analytics, metrics, and reports that will support their decision-making needs. In consultation with the supported business, sets priorities for establishing regular reporting and analytical output to support business needs. Guides team on complex projects or analyses. Provides technical guidance and leadership on methods and approach. Sets priorities for resource allocation, and champions and manages special projects supporting functional or business initiatives that are of importance to the organization. Recruits, directs, motivates and develops staff, maximizing their individual contributions, their professional growth and their ability to function effectively with their colleagues as a team. Oversees managers of multiple teams. Responsibilities include coaching, performance management and resource allocation. Responsible for the financial resources of the area, ensuring adherence to budget and management of expenses. Contributes to the achievement of functional objectives.  


Bachelors degree or the equivalent combination of education and experience is required. 10-15 years of total work experience and at least 3-5 years of management experience preferred.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

Risk and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes the following groups: Risk Management, Compliance, Global Corporate Security, Information Risk Management and Global Business Continuity. Risk Management oversees and delivers risk services and ensures new business risks are reviewed and approved. Risk Management is organized through Chief Risk Offices for each core business and critical operation. Risk managers provide shared support to BNY Mellon for operational risk services for Global Corporate Trust, Depositary Receipts, Treasury Services and Global Operations in EMEA. Compliance helps ensure BNY Mellon's businesses maintain appropriate processes to comply with applicable laws, regulations, BNY Mellon policies and ethics. This is accomplished through business- and business partner-specific teams of professionals, under centralized global management.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-New York-New York
Internal Jobcode: 70153
Job: Compliance
Organization: Compliance & Ethics-HR06015
Requisition Number: 1813799