BNY Mellon Careers

Audit Senior-AML

New York, New York
Audit


Job Description



Primarily performs and ensures the overall completion of tasks relating to audits, initiatives and projects covering the AML/Compliance related activities (e.g., KYC, AML Surveillance, Economic Sanctions, Anti-Corruption, etc.).  There will be opportunities to also supervise one or two others with less experience.  Will normally be personally involved in aspects of the day-to-day work and detailed data delivery as well. The individual is responsible for ensuring testing is adequate, thorough and accurate to allow an evaluation of the adherence to company policies and procedures and applicable regulations. Leads testing of financial, operational and other processes as per Audit policies, methodologies, and standards. Able to identify meaningful issues and track fieldwork and emerging issues to completion. Completes tasks efficiently (on time, on budget, accurately). Learns new businesses, processes and regulations effectively and quickly.   Communicates well with auditee clients and other Audit team members; able to interact effectively with mid-level managers.  Audits may be of various levels of complexity but are likely to involve significant learning (regulatory, business model, processes.  Must be able to perform independent research.  Learns business strategies, processes and regulations effectively and quickly and is alert to the changing nature of risk.  The individual works closely with an Audit manager. The individual must have good negotiation skills and be able to effectively articulate the audit process and any findings or results. The person must also be able to communicate with direct and indirect clients in writing (audit report).  The position may require specialist skills, including AML, Legal, Compliance or Fraud, as the auditor is being hired for a targeted role.  

Qualifications

Excellent oral and written communications skills and some supervisory skills are necessary.  4 year degree or equivalent. 4 year degree in accounting or finance or other related field.  A CPA, CPA candidate or strong background in accounting is preferred.  Some experience with aspects of Regulatory Reporting or Basel II is also preferred.  Other auditing related certifications are a plus but not required.  4 years plus relevant audit experience (AML or Compliance) or 4-8 years relevant accounting/related experience


BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.


Primary Location: United States-New York-New York
Internal Jobcode: 85002
Job: Audit
Organization: Audit Enterprise Function-HR07987
Requisition Number: 1814712