BNY Mellon Careers

Senior Analyst, Client Asset Control

Manchester, United Kingdom
Asset Servicing


Job Description

Description Reports directly to Group Manager, Client Asset Control Team Works in close co-operation with the Lines of Business, Project/ Programme Management Teams and Shared Services (Compliance, Audit, Risk, Legal) Works with more senior Control professionals to provide control testing, control and risk education, operational risk support, and regulatory support across the business. May coordinate data gathering/research regarding policies and practices for more senior colleagues. Assists in analyzing control and risk management processes and creating reports on issues and areas of improvement throughout the business. Documents existing control practices and procedures. Works with the business to understand the controls currently in place to minimize risk. Assists in the documentation of evidence of successful and efficient performance of control and business recovery procedures. No direct reports Contributes to the achievement of team objectives. Works on projects of limited size and levels of complexity.   Purpose To assist the Group Manager in developing and delivering a variety of Regulatory Control and Risk Monitoring processes for a multitude of Legal Entities across GSP and IMMS. To work closely with Risk, Compliance, Internal and External Auditors and Legal advisors to ensure compliance and adherence to industry regulations and best practice guidelines. To monitor Operational work-flows, procedures and related outputs, ensuring accountability and scrutiny of regulatory relevant MI. Assist in the development and continual improvement of Management Information reports to ensure data and metrics are relevant and add value.   Principal Responsibilities

As a senior member of the team, assist the Group Manager to develop, plan and implement departmental goals and objectives.

Operational controls and risk mitigants are understood and implemented within the team and the Risk Management Platform. Positive feedback received from peers and Operational Section Managers. Engagement and Influence of strategic goals across the Client Asset Control Team.   Resource Management The role may involve into one which activities encompassing the supervision of Control Analysts and people management responsibilities. Increase employee understanding within the Client Asset Control Team of the core functional regulatory requirements and business structures across a multitude of Legal Entities. Ensure Management Information is clear, current and relevant. Timely and accurate escalation of potential risk or control weaknesses to the Group Manager.   Internal Client Service Ensure continual high quality services to internal clients ensuring communications are relevant and clear. Provide proactive guidance and advice to other members of the Client Asset Control Team. Demonstrate high quality output, oversight and engagement.   Management Information and Reporting Through thorough understanding of the functions performed in the operational areas, continuously refine and improve the monitoring tools to ensure all regulatory risk is understood and addressed across all lines of business. Comprehensive reporting suite exists for all relevant Legal Entities. Regular interaction with Operational and Shared Service peers in order to maintain understanding of current and future business plans and regulatory requirements. Where appropriate or required deputise for Group Manager, provide cover for team deliverables and support other Client Asset Control teams. Sole decision making authority as directed by the Group Manager of the team. Comfortable with presenting and delivering information at senior management forums or committees.   Relationships External-Industry Regulators, Audit and Legal Council Internal- All lines of Business, Legal, Compliance, Project and Programme Management teams.

Qualifications

 Experience Experience across different business lines and functions within Client Service Delivery is preferred. Proven track record in the design and implementation of high quality, value added MI that can be tailored to meet the needs of multiple levels of managerial seniority. Proven track record in managing and developing small/medium sized teams as a reports to manager. Strong understanding of GSP/ IMMS and related systems is desirable   Qualifications Qualifications and Training IAQ desirable but not mandatory (this is not a T&C role) Excellent computer skills in particular Excel   Job Skills and Knowledge Excellent communication and presentation skills at all levels. Proactive in review and analysis of potential areas of risk. Attention to detail coupled with the ability to quickly assimilate relevant information. Results focused. Experience working in a project environment    
BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: United Kingdom-Greater Manchester-Manchester
Job: Asset Servicing
Internal Jobcode: 70323
Organization: EMEA CSD Invest Services Ops-HR13904
Requisition Number: 1817722