BNY Mellon Careers

Manager, AML - Transfer Agency

Dublin, Ireland
Asset Servicing

Job Description

  • Manages a small team of AML/KYC/Prevention staff assigned to research, prepare and review basic and complex client profiles for clients that vary in risk and complexity.

  • Review, interpret and enhance the quality of AML MIS to ensure the team proactively manages the TA AML risks and appropriately escalate all AML risks

  • Act as an escalation point on all AML matters arising from Clients, Fund Board Meetings and monthly service review meetings. Ensure all actions arising from these meetings are addressed in a timely manner and tracked accordingly

  • Escalate AML and operational issues on behalf of TA with other departments

  • Ensure appropriate staffing levels are in place to perform all necessary tasks and staff are competently trained, specifically in the area of AML

  • Develop and deliver TA AML training programmes for TA staff as required

  • Ensure that all TA staff are advised and kept up to date with relevant AML policies and procedures

  • Ensure the relevant controls, procedures and systems operating within their area are effective

  • Review and continuously assess the PEP, sanction and high risk investor population

  • Ensure the PEP database is kept up-to-date and PEPs receive the relevant senior management sign off within the agreed procedural timelines

  • Provide support to the team on the interpretation of relevant Irish AML regulations

  • Ensure the following controls are implemented and operated effectively by the TA AML team:

    • Effectiveness of customer due diligence checks performed

    • Sanction and PEP screening alert investigation

    • Application of AML flags and monitoring of payment blocks

    • Investigate and address TA AML issues arising

  • Attend TA AML related meetings with Clients, as required.

  • Ensure all audits and Client due diligence visits are managed effectively. Agree findings, recommendations and track all recommendations to completion

  • Participate in management discussions as appropriate

  • Conduct regular reviews of systems to improve operational processing and reduce risk

  • Contributes to the achievement of team objectives.


  • Bachelors degree or the equivalent combination of education and experience is required.
  • 5-7 years of total work experience with at least 0-1 years of management experience preferred.
  • Experience in transfer agency operations preferred.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

Client Service Delivery manages investment monitoring, measurement and processing services for our clients. Our solutions include Securities Operations, Fund Administration, Transfer Agency, Outsourcing, Performance Measurement and other related services.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: Ireland-Dublin-Dublin
Job: Asset Servicing
Internal Jobcode: 70517
Organization: Transfer Agency EMEA-HR07268
Requisition Number: 1900664