BNY Mellon Careers
Principal, Regulatory Oversight Management - Control Management - Client Asset Control
Regulatory Oversight Management - IC4 Resides in the business and manages first line of defense regulatory oversight management efforts as they relate to moderately complex regulatory and policy requirements. Analyzes existing and proposed legislation, regulatory announcements, and industry practices for first line of defense compliance requirements. Helps businesses develop and implement procedures to meet compliance requirements. Validate controls or project plans to ensure compliance with laws, rules and regulations and manage risk. Assists business unit managers in response to reports issued by regulatory agencies or audit. Provide guidance and training to entry-level employees. No direct reports: provides technical advice/guidance to less experienced team members. Contributes to the achievement of team objectives. Supports multiple, complex projects and owns project timelines and leadership expectations.
This role will reside in the Operations Control Management Group. The focus of the role will be Management Information and Control reporting as it relates to Operations control and regulatory reporting. This will include the identification of key reporting requirements including MI and Dashboard reporting, assessment of solutions from a platform perspective and development of a control MI / reporting strategy and associated implementation. Notable interaction will be required across various operational, control and technology teams to drive this key initiative forward.
Thorough knowledge of Financial Services rules and regulations. Strong problem solving, analytical ability oral and written communication skills. Possesses the ability to handle stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving. Ability to effectively deal with senior management as well as, Federal/State and other Regulators. Bachelor’s degree or the equivalent combination of education and experience is required. Advanced/graduate degree preferred. 7-10 years of total work experience preferred.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.
Primary Location: United States-Pennsylvania-Pittsburgh
Internal Jobcode: 70400
Organization: CM - Control Operations-HR17544
Requisition Number: 1901907