BNY Mellon Careers

Senior Operations Due Diligence Analyst

New York, New York; Boston, Massachusetts; Pittsburgh, Pennsylvania
Wealth Management


Job Description

Position works with Risk Management Team on operational due diligence of hedge funds and long-only asset managers. Responsibilities include risk assessment of business practices, compliance policies and procedures, trade processing, valuation practices, counterparties, service providers, technology infrastructure and regulatory framework. Candidate presents to Management in-depth analysis of key business risks, weaknesses and ongoing concerns regarding investments, including the potential for fraud and headline risk; extensive data mining and analysis required. Candidate conducts onsite management interviews with ongoing monitoring, reporting and appropriate follow-up. Candidate must obtain and evaluate significant documentation (e.g. background checks, regulatory, media and legal, marketing/DDQs) and maintain related database records. Candidate must interact and correspond with internal/external clients, investment managers and an array of service providers, as well as participate in client reporting and other team initiatives.

Qualifications

BS/MBA or equivalent experience required. Minimum 5-7 years of relevant experience in due diligence, operational risk assessment, legal research or internal audit required, especially in the hedge fund industry. Investment or trading operations experience helpful. Must have strong communication (written/verbal), interpersonal, organization, and time management skills. Travel Required. Preferred Education MBA preferred


BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.


Primary Location: United States-New York-New York
Internal Jobcode: 32886
Job: Wealth Management
Organization: WM Investments-HR13350
Requisition Number: 1903826