BNY Mellon Careers

Vice President, Senior Specialist - Regulatory Control

Manchester, United Kingdom; Edinburgh, United Kingdom

Job Description

Regulatory Oversight Management


This role is part of a newly created global Regulatory Control function sitting within Operations and manages first line of defence regulatory change and regulatory oversight management efforts as they relate to regulatory and policy requirements.


Key Requirements/Responsibilities:


Thorough knowledge of Financial Services rules and regulations.

Demonstrated problem solving and analytical ability, and strong oral and written communication skills.

Must have the ability to supervise small teams and projects and develop solutions for regulatory oversight management issues.

Analyzes existing legislation, regulatory announcements, and industry practices for first line of defence compliance requirements.

Helps businesses develop procedures to meet compliance requirements. Implement project plans to ensure compliance with laws, rules and regulations and manage risk.

Provide guidance and training to entry-level employees.

Provides technical advice/guidance to less experienced team members. Contributes to the achievement of team objectives.

Supports complex projects and provides insight on interpretation of regulations.


Bachelors degree or the equivalent combination of education and experience is required.

Advanced/graduate degree preferred.

Previous Control/regulatory work experience preferred.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: United Kingdom-Greater Manchester-Manchester
Job: Risk
Internal Jobcode: 70401
Organization: CM - Admin-HR08071
Requisition Number: 1904906