BNY Mellon Careers

Vice President, Principal, Regulatory Control Management

London, United Kingdom

Job Description

Regulatory Oversight Management


This role is part of a newly created global Regulatory Control function sitting within Operations and manages first line of defence regulatory oversight management efforts as they relate to moderately complex regulatory and policy requirements.


Position requirements/responsibilities:


Thorough knowledge of Financial Services rules and regulations.

Strong problem solving, analytical ability oral and written communication skills.

Possesses the ability to handle stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving.

Ability to effectively deal with senior management as well as, Federal/State/Country and other Regulators.

Analyzes existing and proposed legislation, regulatory announcements, and industry practices for first line of defence compliance requirements.

Helps businesses develop and implement procedures to meet compliance requirements.

Validate controls or project plans to ensure compliance with laws, rules and regulations and manage risk.

Assists business unit managers in response to reports issued by regulatory agencies or audit.

Provide guidance and training to entry-level employees.

Provides technical advice/guidance to less experienced team members.

Contributes to the achievement of team objectives.

Supports multiple, complex projects and owns project timelines and leadership expectations.


Bachelors degree or the equivalent combination of education and experience is required.

Advanced/graduate degree preferred.

Demonstrable experience within a regulated environment preferred.


BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: United Kingdom-Greater London-London
Job: Risk
Internal Jobcode: 70400
Organization: CM - Admin-HR08071
Requisition Number: 1904915