BNY Mellon Careers

Specialist, AML/Prevention/KYC

Sydney, Australia
Compliance


Job Description

Pershing Securities Australia is a leading provider of third-party execution, clearing and settlement services.  Its Risk and Compliance team forms the business’ Second Line of Defence.  We provide oversight and advice in relation to Compliance, Operational Risk and Credit Risk. 


We are looking to hire a AML / KYC specialist to join the team based in Sydney on a part time basis. 

 
Responsibilities: 

  • Acts as a working supervisor to AML/KYC/Prevention staff
  • Serves as the last line of accuracy assurance
  • Reviews and approves high risk, complex client reports to ensure all information in the policy is accurately reflected in the profile
  • Reviews and approves high risk, complex client reports to ensure all information in the policy is accurately reflected in the profile
  • Performs KYC reviews and amends client profiles when appropriate
  • Considered to be a seasoned SME
  • Maintains an advanced, current understanding of issues, risks and events that could affect a client’s risk level. Identifies and updates profiles when appropriate
  • Partners with internal stakeholders and external clients in order to resolve any issues, as needed. Acts as a working supervisor
  • Supports recruiting and performance management processes
  • Contributes to the achievement of team goals. 
 
 
 


Qualifications

  • Bachelors degree or the equivalent combination of education and experience is required
  • 7-10 years of total work experience preference
  • Experience in trading, brokerage, fraud or law preferred
  • Applicable local/regional licenses or certifications as required by the business.



BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: Australia-New South Wales-Sydney
Job: Compliance
Internal Jobcode: 70308
Organization: Pershing SEC Australia-HR16948
Requisition Number: 1906627