BNY Mellon Careers

SrSpec, Compl&Control (Sr. Specialist- Compliance Regulatory & Policy)

New York, New York; Pittsburgh, Pennsylvania

Job Description

This position is part if a team of Compliance professionals covering implementation and management of all aspects of regulatory developments, including impact analysis of regulatory changes, mapping rules and regulations to controls and helping to drive the implementation, maintenance and communication of policies and procedures arising out of those rules and regulations.  Strong focus on maintaining an awareness of major regulatory changes affecting the lines of business and corporate staff functions and ensuring appropriate communication and development of relevant policies and procedures (or modifications to existing policies and procedures) to ensure that the firm is fully complying with applicable laws, rules and regulations. The role will need to stay at the forefront of regulatory changes to ensure proactive communication with business and corporate staff functions and develop appropriate policies to manage the changes.  In addition, help ensure that all changes to existing policy documentation and all new policies comply with regulatory requirements and are reviewed and updated on a periodic basis.

Specific Requirements:

Contribute to enhancement and automation of BNY Mellon’s processes for managing, mapping and evidencing regulatory change by developing a centralized approach consisting of capturing new laws and regulations, amendments, rule proposals, bills, etc. and inform lines of business 

Identify regulatory enforcement actions, fines/sanctions, industry events and evolving regulatory focal points

Interpret laws and regulations and perform a detailed business impact assessment

Partner with business compliance officers to map laws and regulations to BNY Mellon’s products and services within lines of business and corporate staff functions

Risk assess each law and regulation

Catalogue high risk laws and regulations into specific obligations to allow for linkage to policies and business controls

Integrate the new law library into our compliance monitoring processes 


Bachelor s degree or the equivalent combination of education and experience is required. Business or Finance degree preferred. 7-10 years of total work experience preferred. Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-New York-New York
Internal Jobcode: 85161
Job: Compliance
Organization: Compliance & Ethics-HR06015
Requisition Number: 1906893