BNY Mellon Careers

Senior Principal, Compliance & Control

Singapore, Singapore
Compliance


Job Description

 

Regional Head of Head of Markets Compliance located in Singapore reporting functionally to the Global Head of Markets Compliance who is located in New York.  This position will provide compliance coverage to Markets businesses across the APAC region.  The successful candidate must have a strong foreign exchange background and possess excellent communication and problem solving skills.  Close collaboration with regional senior business management, local country Compliance Officers, global Compliance colleagues and Risk colleagues is a critical component of this role.  Other responsibilities include:

 

Represent Compliance on regional governance forums for escalation and reporting of regulatory risks.


Assess and advise on new business initiatives and where applicable, enhance or develop effective compliance programs to support these activities.


Oversee the development and execution of regional and global Compliance surveillance efforts.


Assess regulatory developments and work with impacted businesses to develop appropriate compliance and supervisory frameworks to ensure compliance.


Conduct regional Compliance Risk Assessments to identify regulatory risks and control gaps and work with business and/or compliance colleagues to remediate.


Develop regional Markets Compliance plans.


Develop and deliver relevant and timely Compliance training.


Review, update and draft regional Compliance policies and procedures.

 

Qualifications

Bachelor s degree or the equivalent combination of education and experience is required. Business or Finance degree preferred. 15-18 years of total work experience preferred. Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.


BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: Singapore-Singapore-Singapore
Job: Compliance
Internal Jobcode: 85163
Organization: Compliance & Ethics-HR06015
Requisition Number: 1907692