BNY Mellon Careers

Senior Specialist, Control - Financial and Tech Control (SOX Compliance/ICFR team)

Pittsburgh, Pennsylvania

Job Description

Control - IC4 As a subject matter expert, helps ensure that global control teams create a sound control environment and the control standards, risk management systems, and training for staff meet the needs of the business along with those of clients. Leads the most complex projects/analyses and may assign work to other team members. Will assist with the performance of financial internal control and SOX compliance reviews in accordance with professional standards to ensure that internal controls are appropriately designed and operating effectively. Ensures professional quality documentation for evidence and support of control reviews performed is maintained. Manages key relationships with external and internal auditors and supported business process owners. Coordinates with global teams to ensure proper control and risk management systems are in place throughout the business. Operating with a high degree of independence, implements programs that improve internal controls to keep up with regulations and corporate standards. Works directly with assigned business unit to understand the controls currently in place to minimize risk. May recommend changes to improve risk and control profile. Designs and delivers risk management training programs to ensure that proper control procedures are understood and followed. Identifies deficiencies in data systems and creates processes to improve defenses Anticipates and investigates technology and market trends areas that may become future risks to the business and creates controls to mitigate them before they appear. Assists management in the delegation of work Contributes to the achievement of area objectives. Supports multiple, complex projects and owns project timelines. Responsibilities are usually specialized and often have broader impact beyond the business/segment/region they are assigned to advise. Provides input into the development of controls and protocols for the function.



Bachelor’s degree or equivalent combination of education and work experience required. Advanced degree preferred 7-10 years of total work experience preferred. CPA or other relevant certification preferred. Experience in the securities or financial services industry is preferred.



BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-Pennsylvania-Pittsburgh
Internal Jobcode: 70320
Job: Risk
Organization: CM - Miscellaneous-HR11604
Requisition Number: 1908402