BNY Mellon Careers

Senior Specialist, Regulatory Oversight Management/GCM Intergration support

London, United Kingdom

Job Description

Role Profile:

  • Resides in the business and manages first line of defense risk & regulatory oversight management efforts as they relate to operational risk, regulatory and policy requirements.
  • Thorough knowledge of Financial Services rules and regulations. Extensive knowledge and experience with Client Asset Sourcebook (CASS) Rules and Regulations.
  • Demonstrated problem solving and analytical ability, and strong oral and written communication skills.
  • Must have the ability to collaborate with teams and projects and develop solutions for risk & regulatory oversight management issues.
  • Analyzes existing operational risk, internal & external regulatory policies for first line of defense compliance requirements.
  • Helps businesses develop procedures to meet compliance requirements.
  • May assist with the implementation and execution of project plans to ensure compliance with laws, rules and regulations and manage risk.
  • Provide guidance and training to entry-level employees as needed.
  • No direct reports: provides technical advice/guidance to less experienced team members.
  • Contributes to the achievement of team objectives.
  • Supports complex projects and provides insight on interpretation of regulations.


  • Bachelors degree or the equivalent combination of education and experience is required.
  • Advanced/graduate degree preferred.
  • Proven experience in a similar role preferred.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: United Kingdom-Greater London-London
Job: Risk
Internal Jobcode: 70401
Organization: Global Clearance-HR08411
Requisition Number: 1908404