BNY Mellon Careers

Internal Controls over Regulatory Reporting Tester

Manchester, United Kingdom

Job Description


Helps to ensure internal controls over regulatory reporting (ICRR) are sound and effective to ensure compliance with a SOX-like framework. Assigned regulatory areas are typically moderately complex.  Incumbents demonstrate a breadth of knowledge of compliance and control and a thorough understanding of regulatory reporting. Responsible for MI reporting, reconciliation and administration relating to internal databases

  • Contributes in the execution of the ICRR assessment program in providing thorough and reliable identification of in-scope reports and locations, testing, documentation, and reporting of the effectiveness of regulatory reporting for delivery to the senior management and external committees. Contributes to the establishment of SOX-like compliance for the regulatory reports and functional areas and is responsible for ensuring the implementation of that assessment. Undertakes substantive testing on specific disclosures within report forms highlighting improvements in quality and process
  • Contributes to the development and sustention of Control & Compliance initiatives to evolve controls framework, risk management approaches and operational efficiency.
  • Responsibility of production of internal MI and administration of key tools.
  • Contributes to the execution and delivery of controls & compliance initiatives to evolve controls framework, risk management approaches and operational efficiency.
  • Begins to build relationships to influence at all levels of the organization. Liaises with other business units to assess control elements associated with new or potential projects. Collaborates with other stakeholders to develop and implement consensual decisions
  No direct reports.


Bachelor’s Degree or the equivalent combination of education and experience is required.


 3-5 years of experience in financial services preferred. Experience of working in control environments would be beneficial. Experience in public accounting, SOX testing, regulatory services or shared services is preferred. Significant progression toward a qualified Accountancy certification is required.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: United Kingdom-Greater Manchester-Manchester
Job: Finance/Accounting
Internal Jobcode: 70141
Organization: Finance-HR06599
Requisition Number: 1910935