Compliance Analyst II

Job Description

This position is primarily responsible for updating investment guidelines, coding rules, ensure broker rules are set in all systems. S/he will report any discrepancies to senior immediately and ensure all tasks are completed in time. S/he will keep a peer check on all the daily, monthly and quarterly tasks. S/he will gather all required information for completion of client certification, in doing so s/he may have to coordinate with different personnel and also gather data from different applications. Post Graduate in Finance Stream, M.Com. MBA (Fin) preferred. 1.5 years experience. 1.5 - 5 years preferred.

Qualifications

This position is primarily responsible for updating investment guidelines, coding rules, ensure broker rules are set in all systems. S/he will report any discrepancies to senior immediately and ensure all tasks are completed in time. S/he will keep a peer check on all the daily, monthly and quarterly tasks. S/he will gather all required information for completion of client certification, in doing so s/he may have to coordinate with different personnel and also gather data from different applications. Post Graduate in Finance Stream, M.Com. MBA (Fin) preferred. 1.5 years experience. 1.5 - 5 years preferred.



BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: India-Maharashtra-Pune
Job: Asset Management
Internal Jobcode: 53568
Organization: Mellon With TOH ADJ-HR13428
Requisition Number: 1910977