Market/Client Risk Management - Analyzes and reviews more complex or unique services provided to clients with consideration for BNY Mellon risk and reviews, analyzes and executes complex transactions with clients. Works with clients and BNY Mellon teams to resolve issues and develop new business in line with business objectives. Facilitates onboarding client responsibilities and reviews contracts and transaction documents. Ensures the most complex deals are set up correctly and mitigates risk through document review whilst meeting client objectives .and provides guidance to more junior team members on the most complex tasks. Works with issuers and their lawyers and advisors when reviewing the terms of the transactions to ensure they are set up according to BNY Mellon standards and manage areas of potential risk whilst meeting client objectives . Coordinates or oversees tasks with internal and external parties. Mitigates risk to BNY Mellon by reviewing atypical or complex client contracts or transactions and ensuring that they comply with corporate policies and business procedures as well as protect and compensate BNY Mellon for services provided. Works with clients, the business and legal teams to resolve issues in line with business objective. Reviews contracts to ensure work is depicted accurately to avoid potential disputes and mitigate risk to the firm. May lead communications with lawyers, advisors and clients to resolve any structural* or contractual issues. Prepares and/or reviews required documents and/or market/shareholder notices. Ensures BNY Mellon is compliant with applicable regulations and policies and procedures. Works with the team to review, analyze and/or structure transactions in way that is compliant with applicable regulations and contracts. No direct reports. Provides guidance to less experienced team members as needed. May be tasked with Team Lead responsibilities. Responsible for transaction management and closing deals for assigned clients and/or transactions, but will contribute to the achievement of any team or area objectives. Focus is on large clients/transactions that require complex risk and transaction management analysis.
Qualifications Bachelor’s degree preferably in finance or a related area, or the equivalent combination of education and experience is required.
7-10 years of total work experience preferred.
5+ years Corporate Trust background preferred.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.
Primary Location: United States-Florida-Jacksonville
Internal Jobcode: 70354
Job: Corporate Trust
Organization: Corporate Trust-HR06320
Requisition Number: 1911192