BNY Mellon Careers

Compliance Officer III

King of Prussia, Pennsylvania
Compliance


Job Description

Assists the Chief Compliance Office in managing compliance efforts for the Company as they relate to complex regulatory and policy requirements, program and project development. Analyzes existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements. Tests and validates control processes to ensure compliance with laws, rules and regulations. Partners with business unit managers to respond to inquiries and/or reports issued by regulatory agencies or audit. May manage small team of Compliance Analysts. Will have contact with outside regulators, government officials, and senior Business Unit managers.  

Qualifications

BA/BS, MBA or professional certification preferred. 7-10 years relevant product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of Financial Services rules and regulations. Solid understanding of Compliance Risk Management and best practices. Excellent problem solving, analytical ability, oral and written communication skills. The ability to handle stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving. Ability to effectively deal with senior management as well as, Federal/State and other Regulators Strong interpersonal skills to influence and impact business decisions over which the incumbent has no direct authority.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.


Primary Location: United States-Pennsylvania-King of Prussia
Internal Jobcode: 23620
Job: Compliance
Organization: Pershing Domestic-HR06431
Requisition Number: 1911358