AML/KYC/Prevention - IC4 Acts as a working supervisor to AML/KYC/Prevention staff. Serves as the last line of accuracy assurance. Reviews and approves high risk, complex client reports to ensure all information in the policy is accurately reflected in the profile. Reviews and approves high risk, complex client reports to ensure all information in the policy is accurately reflected in the profile. Reviews highly complex profiles that have been flagged for escalation during the profile renewal process. Amends client profiles when appropriate. Considered to be a top level SME. Maintains an advanced, current understanding of issues, risks and events that could affect a clients risk level. Identifies and updates profiles when appropriate. Partners with internal stakeholders and external clients in order to resolve any issues, as needed. Acts as a working supervisor. Directs, guides and motivates a team of AML/KYC/Prevention staff. Supports recruiting and performance management processes. Reports directly to the AML/KYC/Prevention manager. Accountable for supervisory responsibilities over an AML/KYC/Prevention team. Contributes to the achievement of team goals.
QualificationsBachelors degree or the equivalent combination of education and experience is required. 7-10 years of total work experience preferred. Experience in trading, brokerage, fraud or law preferred. Applicable local/regional licenses or certifications as required by the business.
BNY Mellon is an Equal Employment Opportunity Employer.
Primary Location: Canada-Ontario-Toronto
Job: Corporate Trust
Internal Jobcode: 70308
Organization: Issuer and Loan Services-HR11024
Requisition Number: 1911660