BNY Mellon Careers

Specialist, Control - Financial and Tech Control (SOX Compliance/ICFR team)

Pittsburgh, Pennsylvania

Job Description

Control - IC3 Identifies, analyzes, monitors and minimizes most complex areas of control testing, control and risk education, and operational and risk support activities to the business and manages projects to adjust or create controls required to meet regulatory and corporate expectations. Leads projects/analyses and may assign work to other team members. Will assist with the performance of financial internal control and SOX compliance reviews in accordance with professional standards to ensure that internal controls are appropriately designed and operating effectively. Ensures professional quality documentation for evidence and support of control reviews performed is maintained. Manages key relationships with external and internal auditors and supported business process owners. Operating with a high degree of independence, conducts analyses and leads projects to improve internal controls that keep up with regulations and corporate standards. Works with the business to understand the controls currently in place to minimize risk. May help design and deliver risk management training programs to ensure that proper control procedures are understood and followed. Reviews documentation for evidence of successful and efficient performance of control procedures. Identifies deficiencies in data systems and creates processes to improve defenses Assists in analyzing technology and market trends to determine potential resulting risks to the organization and how to address risks across businesses. May supervise the work of junior control professionals Contributes to the achievement of area objectives. Supports multiple, complex projects and owns project timelines. Provides input into the development of controls and protocols for the function.


Bachelor’s degree or equivalent combination of education and work experience required. Advanced degree preferred 5-7 years of total work experience preferred. CPA or other relevant certification preferred. Experience in the securities or financial services industry is preferred.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-Pennsylvania-Pittsburgh
Internal Jobcode: 70321
Job: Risk
Organization: CM - Miscellaneous-HR11604
Requisition Number: 1912318