Senior Principal, Reg Ops/ Market Infrastructure (RegOversightMgmt)

Job Description

Regulatory Oversight Management - IC5 Resides in the business and manages first line of defense regulatory oversight management efforts as they relate to complex regulatory and policy requirements, program and project development. Thorough knowledge of Financial Services rules and regulations. Solid understanding of Compliance Risk Management and best practices. Excellent problem solving, analytical ability, oral and written communication skills. The ability to handle stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving. Ability to effectively deal with senior management as well as, Federal/State and other Regulators Strong interpersonal skills to influence and impact business decisions over which the incumbent has no direct authority. Analyzes complex existing and proposed legislation, regulatory announcements, and industry practices for first line of defense compliance requirements . Helps businesses develop and implement procedures to meet complex compliance requirements. Validate controls or project plans to ensure compliance with laws, rules and regulations and manage risk. Partners with business unit managers to respond to reports issued by regulatory agencies or audit. May supervise a small team of analysts. provides technical advice/guidance to less experienced team members and may allocate work within the team. Contributes to the achievement of team objectives. Supports multiple, complex projects and owns project timelines and leadership expectations.


Bachelors degree or the equivalent combination of education and experience is required. Advanced/graduate degree preferred. 10 plus years of total work experience preferred.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-New York-New York
Internal Jobcode: 70399
Job: Operations
Organization: Markets Operations-HR11984
Requisition Number: 1912837