Regulatory Administration and Filings - S2
Provides regulatory administration and filings support activities for clients of moderate complexity. Reviews work of more junior colleagues and provides technical assistance as needed.
Tracks data and maintains regulatory records for clients of higher complexity in accordance with department policies and procedures. Provides requested data to team members.
Performs straightforward calculations needed to answer regulatory questions on behalf of clients. Reviews work of junior team members.
Compiles prospectuses, proxy statements, and other SEC required filings for clients. Requests information needed from team members and checks to make sure required information is included.
No direct reports. Provides guidance to less experienced Regulatory Administration and Filings Support staff, as needed.
Responsible for the quality and completion of own work.
Associates degree or the equivalent combination of education and experience is required. 2-3 years of total work experience preferred. Experience in the securities or financial services industry preferred. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.
Primary Location: United States-Pennsylvania-King of Prussia Internal Jobcode: 70387 Job: Asset Servicing Organization: Fund Administration-HR14449 Requisition Number: 1913466
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