Analyst, SOX Internal Controls for Regulatory Reporting

Job Description

With significant direction, helps with the assessment of internal controls over regulatory reporting (ICRR) to ensure compliance with a SOX-like framework. Assigned regulatory areas are typically small in size and usually non-complex. Incumbents continue to develop knowledge of compliance and control and a solid understanding of regulatory reporting. Supports senior team members in the execution of the ICRR assessment program, in providing thorough and reliable identification of in-scope reports and locations, planning, testing, documentation, and reporting of the effectiveness of regulatory reporting for delivery to the senior management and external committees. Reviews all work with more experienced professionals to ensure accuracy. With significant guidance, assesses business processes and prepares work papers and documentation to support the annual assessment. Reviews work with more experienced professionals. Supports more senior colleagues by tracking the status of deficiencies; reviews remediation by report owners and delivers reporting findings to SOX management. Under significant supervision, helps to provide support for the integration of internal controls into regulatory processes and systems to other members of the organization. No direct reports. Contributes to the achievement of team goals.


Bachelor's Degree or the equivalent combination of education and experience is required. 1-2 years of total work experience preferred. Experience in public accounting, SOX testing, financial services or shared services is preferred. Certified Public Accountant (CPA) or Chartered Accountant (CA) certification is preferred.


BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-Pennsylvania-Pittsburgh
Internal Jobcode: 85492
Job: Finance/Accounting
Organization: Finance-HR06599
Requisition Number: 1913663