Intermediate Representative, AML/Prevention/KYC - Transfer Agency

Job Description

AML/KYC/Prevention - S3 Prepares basic and more detailed risk profiles for moderately complex clients and conducts periodic reviews of client profiles for renewal.
  • Gathers information from independent research, online tools or directly from the relationship manager in order to populate risk profiles for new or existing clients. Performs due diligence to ensure accuracy of information.
  • Reviews profiles for renewal process.
  • Uses developed communication skills to engage in conversations with internal stakeholders and moderately complex clients in order to support an accurate data-gathering process and to resolve any open issues.
  • Conducts QSS real time scans in order to identify new risks, events or situations that could affect a clients risk level / profile.
  • Reviews OFAC Sanctions alerts received on transactional reviews through Fircosoft and other filters.
  • Assists with administrative items where applicable.
  • May provide guidance to less experienced AML/JKYC/Prevention support staff.
  • No direct reports.
  • May provide guidance to less experienced AML/JKYC/Prevention support staff.
  • Impact is related to own work.


  • High school/secondary school or the equivalent combination of education and experience is required.
  • Bachelors degree is preferred.
  • 2-3 years of total work experience preferred.
  • Experience in brokerage, accounting, fraud or law preferred.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

Client Service Delivery manages investment monitoring, measurement and processing services for our clients. Our solutions include Securities Operations, Fund Administration, Transfer Agency, Outsourcing, Performance Measurement and other related services.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: Ireland-Dublin-Dublin
Job: Asset Servicing
Internal Jobcode: 70312
Organization: Transfer Agency Operation EMEA-HR07268
Requisition Number: 1914896