Lead Representative, Regulatory Analysis & Reporting - Regulatory Operations

Job Description

Regulatory Analysis and Reporting - S3 Under limited supervision, compiles, synthesizes and reports on BNY Mellon or market data sources related to first line of defense regulatory oversight management with laws, rules, regulations and related policies. Performs research and analyzes relevant information and transactions that warrant further investigation. Communicates with internal and external parties as needed. Executes access, maintenance and security activities. Manages databases, feeds and other data sources of moderate-to-high complexity. Assists with more complex data sources. Conducts preliminary, moderately complex calculations and develops reports. Reviews work of others. With limited or no guidance, supports day-to-day data management activities. May direct work of others. Monitors data feeds and performs data scrubbing for the data management team, reviews work of others. Identifies and documents violations, exceptions, or occurrences exceeding tolerance thresholds. Verifies accuracy of information input by other team members. Tests software enhancements and upgrades as necessary. Identifies process improvement opportunities Monitors complex data feeds, databases and spreadsheets. Performs moderately complex calculations, operates data modeling programs and prepares initial drafts of charts, graphs or reports as required. Performs moderately complex reconciliations. May review initial drafts prepared by more junior colleagues. Is a key contact for basic and complex data-related questions from internal and external clients. Responses to customers are thoroughly documented and verified. Ensures responses of others are thoroughly documented and verified. No direct reports. Helps develop and supports the achievement of team objectives. Knowledge of the Financial Services Industry regulations, compliance, operations or auditing preferred. Requires strong oral and written communication skills, problem solving and project management abilities, and the ability to comply with regulatory oversight management policies and procedures - verify practices against policies, with general oversight.

 

Qualifications

High school/secondary school or the equivalent combination of education and experience is required. Bachelor’s degree preferred. 2-3 years of total work experience preferred.

 

 


BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.


Primary Location: United States-Pennsylvania-Pittsburgh
Internal Jobcode: 70686
Job: Operations
Organization: Markets Operations-HR11984
Requisition Number: 1915671