AML/KYC/Prevention - M4 Manages the AML/KYC/Prevention function assigned to research, prepare and review basic and complex client profiles for clients that vary in risk and complexity. Manages function staff involved in preparing and reviewing client profiles for high profile clients and monitoring global issues, risks and events to determine impact on clients risk level. Serve as the organizations resource for management in areas related to AML/KYC/Prevention. Develops and manages the review framework. Ensures the process, from preparation to approval, is equipped with the appropriate checks and balances to ensure accuracy. Serves as the escalation point for exceptional issues regarding high risk and complex client profiles, keeping leadership apprised of potential areas of concern. Serves as a functional advisor on impact of client risk reviews. Partners with functional leadership on coordination of AML/KYC/Prevention procedures and policies in overall compliance strategy. Responsible for ensuring training programs address department findings and organizational need. Ensures staff development in area of expertise. Recruits, directs, motivates and develops staff, maximizing their individual contribution, their professional growth and their ability to function effectively with their colleagues as a team. Provides feedback in the most critical of times. Manages the AML/KYC/Prevention function. Responsible for achievement of function goals. Ensures team is equipped to operationalize and attain team objectives. Manages financial resources of the team (budgets, expenses, etc.)
Bachelors degree or the equivalent combination of education and experience is required. 10-15 years of total work experience preferred with 3-5 years management experience preferred. Experience in trading, brokerage, fraud or law or preferred. Applicable local/regional licenses or certifications as required by the business.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.
Primary Location: United States-New York-New York
Internal Jobcode: 70304
Organization: KYC Contracts AML Scanning-HR16425
Requisition Number: 1915784