responsible for overseeing audit execution and managing the audit pipeline.
Operates as a team leader, member or independently and has responsibility for
specific audit projects and ownership of key technology relationships. Ensures
testing of application controls as they relate to business risk is adequately
thorough and accurate to allow an evaluation of the adherence to company
policies and procedures, audit methodologies, best practices and all applicable
regulations. Identifies existing and emerging risk/ control themes. Contributes
to Constructing the Audit Universe and development of the annual plan. Manages and
develops staff, and fully demonstrates subject matter expertise (SME). Provides
thought leadership to Application Technology audit which is supported by
advanced credentials, documented industry experience, and/or publications.
Prepares documents and reports that are 'client ready.' Maintains management
relationships and leads/participates in continuous improvement initiatives.
Creates audit plans and collaborates with leaders to develop appropriate
methodologies. Leads testing of technology controls supporting key business
processes, adapting plans in unprecedented situations. Identifies meaningful
issues and tracks the remediation to completion. Possesses an expert
understanding of businesses and processes and serves as a key partner to
project leaders and auditees on projects of high complexity and involving deep
understanding of the regulatory regimes, business models and processes for each
assignment. Leverages advanced business knowledge or experience in order to execute
the audit plan. Applies exceptional skill in eliciting critical information
from business clients and colleagues about underlying processes and procedures
necessary to evaluate the control risks. Leads and performs independent
research, applying risk analysis and ensuring technical accuracy and validity.
Engages in Continuous Monitoring activities as part of stakeholder relationship
management. Provides knowledge sharing and contributes to the development of
intellectual capital in technology audit within the
audit group or across
the department. Serves as an internal expert on the most complex Audit topics.
Applies a deep understanding of core and advanced concepts in data analytics,
relevant technology, the regulatory environment, the financial services
industry, project management and business processes and can integrate these
concepts into audit processes and leverage them to solve difficult problems and
create innovative solutions. Regularly applies project management methodologies
to effectively oversee multiple projects/staff across multiple audits. Promotes
and educates assigned team members in technical concepts. Collaborates with
audit management to set area priorities. Builds and cultivates relationships
across the Audit team, business leadership, technology stakeholders, and
regulators. Able to clearly explain the audit process to clients (where appropriate),
as well as any findings or results. Understands the sensitive nature of
confidential information and actively champions security/privacy controls among
the team. Triages potential audit issues, escalates to the audit director and
provides potential solutions for consideration. Has demonstrated ability to
explain technical/complex issues to non-technical audiences and is adept at
applying logical, well-constructed arguments to persuade and influence others
to adopt a new point of view. Applies sophisticated analytical problem-solving
skills and leads others in solving complex issues and identifying innovative
solutions in area of specialism. Identifies inconsistencies with the control
environment, regulatory requirements and best practices and initiates the
development of a structure or solution to address the issue(s). Follows up and
validates sustainable resolution of issues. Identifies opportunities for the
use of automation and actively takes part in advancing recommendations for
software support requests. Provides assistance with key initiatives, leveraging
personal subject matter expertise on the relevant topic or topics. No direct
reports. Demonstrates leadership through audit delivery, guidance and training
of less experienced peers, and through advice to stakeholders. Often leads
teams on discrete projects, providing informal performance guidance or
mentoring to team members. May provide technical direction in area of audit
specialty. Audit recommendations from the incumbent may have a direct impact on
the audited business unit, and ultimately the Company's overall operational,
risk or financial position.
Bachelor's degree required. Degree in Accounting, Finance, or relevant critical thinking specialty such as MIS, Computer Science, Mathematics preferred. MBA, CPA, CFA or related certifications preferred. Minimum of 10-12 years of total work experience preferred. Prior experience in Audit or the relevant specialty area preferred. Additional core skill requirements include understanding of the applied and interpretation of analytics results for Audit, critical thinking and problem solving.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.
Primary Location: United States-New York-New York
Internal Jobcode: 85004
Organization: Audit Technology-HR07992
Requisition Number: 1918165