Compliance Analyst

Job Description

We are receiving job applications for a Compliance Analyst to join our team at BNY Mellon in Rio de Janeiro, Brazil.

This position has dual reporting to the Head of Americas Compliance Monitoring and local reporting the Brazil Compliance function with focus primarily on compliance monitoring and testing for Brazil BNY Mellon businesses/legal entities. The BNY Mellon Compliance Monitoring Team belongs to the 2nd of the Company´s Three Lines of Defense and works together with managers and employees of the Lines of Businesses (1st line), Risk & Compliance (2nd line) and Internal Audit (3rd Line) to protect the company and the clients from regulatory breaches. The area operates independently, assisting the organization in the evaluation of their regulatory adherence by assessing controls, processes and corporate governance.

Job Responsibilities:

-Execute compliance monitoring and testing reviews related to financial and operational processes in accordance with the Annual Compliance Monitoring plan, Compliance Monitoring guidelines, methodologies and documentation standards;

-Conducting reviews with technical accuracy and high level of reliability.



-Bachelor’s Degree in Accounting, Business Administration and Economics, others;

-Fluent English;

-Solid skills in project management, high volume demands, while meeting agreed upon deadlines;

-Skilled in communication and interaction with internal clients, compliance team members and businesses partners (Internal Audit, Risk, etc.);

-Advanced knowledge of the MS Office package, especially Excel, Adobe PDF and PowerPoint.


-Previous experience with investment funds.

-Experience in Big Four Companies, Internal Audit, Compliance or Compliance Testing preferred.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: Brazil-Rio do Janeiro-Rio De Janeiro
Job: Compliance
Internal Jobcode: 85156
Organization: Compliance & Ethics-HR06015
Requisition Number: 1918698